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Elizabeth Espinal

Tiaa-Cref Individual & Institutional Services, LLC

Red Bank, NJ

Princeton, NJ

Edison, NJ

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-02-01
  • NJ RA
    APPROVED
    Since 2024-02-01

Branch Locations

125 Half Mile Road Suite 200, Office 3 & 6, Red Bank, NJ 07701 • United States

155 Village Boulevard Suite A, Princeton, NJ 08540 • United States

Edison, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities, Llc Guaynabo PR 09/2012 10/2020
Santander Bank, Na Manalapan NJ 02/2012 09/2020
Lpl Financial, Llc Perth Amboy NJ 10/2020 01/2024
Tiaa-Cref Individual & Institutional Services, Llc Princeton NJ 01/2024 Present
Tiaa Princeton NJ 01/2024 Present
Previous Registrations
  • 2020-10-02 → 2024-01-30
    Lpl Financial Llc
    Woodbridge, NJ
    Perth Amboy, NJ
    Fort Mill, SC
  • 2012-09-19 → 2020-10-02
    Santander Securities Llc
    Manalapan, NJ
    Perth Amboy, NJ
    Englishtown, NJ
    Toms River, NJ
    Manalapan, NJ
    East Brunswick, NJ
    Short Hills, NJ
    Old Bridge, NJ
    Marlboro, NJ
    Long Branch, NJ
    Marlboro, NJ
    Freehold, NJ
    Perth Amboy, NJ
    East Brunswick, NJ
    Toms River, NJ
    Perth Amboy, NJ
    Perth Amboy, NJ
    Scotch Plains, NJ
    Perth Amboy, NJ
    Perth Amboy, NJ
    Perth Amboy, NJ
    Stirling, NJ
    Perth Amboy, NJ
    Clark, NJ
    Villanova, PA
    Cherry Hill, NJ
    Piscataway, NJ
    Stirling, NJ
    Somerville, NJ
  • 2012-02-13 → 2012-09-19
    Lpl Financial Llc
    Manalapan, NJ
    Manalapan, NJ
    Englishtown, NJ
  • 2010-12-03 → 2012-02-07
    Wells Fargo Clearing Services, Llc
    Metuchen, NJ
    Oakhurst, NJ
  • 2006-03-22 → 2010-12-13
    Pnc Wealth Management Llc
    Monroe Township, NJ
    Monroe Twp., NJ
    Monroe Township, NJ
    Monroe, NJ
    Ewing, NJ
    New Brunswick, NJ
    Franklin Park, NJ
    Franklin Park, NJ
    Plainsboro, NJ
    West Windsor, NJ
    Somerset, NJ
  • 2004-10-20 → 2006-03-21
    Banc Of America Investment Services, Inc.
    Somerset, NJ
  • 2004-07-02 → 2004-10-20
    Quick & Reilly, Inc.
    Somerset, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-30
S63 Uniform Securities Agent State Law Examination 2002-06-28
  • S65 Uniform Investment Adviser Law Examination
    2004-06-30
  • S63 Uniform Securities Agent State Law Examination
    2002-06-28
Other Names
  • Elizabeth Espinal
  • Elizabeth Vargas
  • Elizabeth Echavarria

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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