Best Investors Account Sign in
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2005-04-21
  • IA RA
    APPROVED
    Since 2005-04-21

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Thompson, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 06/1996 Present
Principal Securities Inc Des Moines IA 03/2016 Present
  • 06/1996 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 03/2016 → Present
    Des Moines, IA
Other Businesses

**Farmland, Owner, farm/sell crop and rent parcel out farmland to tenant farmers, 09/21/17. **Quarry land, Owner, no active quarry agreements in place, 09/21/17. ** Larson Farms & Trucking LLC; Not Investment Related; 40780 110th Ave, Thompson, IA 50478; Co-Owner; Helps manage business; Start Date: 02/14/2018; hrs per month; 0 during trading hours. **GOVERNMENT POSITION: County Agricultural Extension Council NATURE: Elected Official INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 126 S Clark St #1, Forest City IA 50436, United States DESCRIPTION: I'm not entirely sure of the full scope of responsibilities. I will attend a training session December 14th to learn about the responsibilities. I was asked to run for the elected office and my understanding is the Council oversees the paid Extension Staff of Winnebago County. **NORTH IOWA AREA COMMUNITY COLLEGE FOUNDATION BOARD OF DIRECTORS POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 500 College Drive, Mason City IA 50401, United States DESCRIPTION: I've been informed the NIACC Foundation Board meets quarterly with sub-committee meetings occurring on the months we are not holding a full board meeting. Expectations: Complete Orientation process Understand Mission, goals, and needs of the Foundation and College. Participate in quarterly Board meetings with regular and prompt attendence. Prepare for meetings by reading agenda and supporting materials. Partake in discussions, express your opinion, and support final vote. Provide long-term visionary leadership Participate in short-term strategic planning Contribute a positive "can do" perspective to Board. Participant in Board development opportunities (seminars, newsletters, etc.) Develop Policy that relates to mission of the Foundation Identify and help cultivate new Board members Alert staff of local opportunities for exposure and involvement Share personal opinions about campaigns, events, and publications Contribute financially to the College annually at no required level Share special expertise you possess Attend a minimum of one Foundation or fundraising event annually. Optional roles: Develop local positive attitudes toward Foundation/College Arrange for Foundation presentations to local groups (possibly give) Organize or support local community-based fund-raising events for the Foundation Identify current addresses of NIACC graduates Display public policy issues impacting NIACC with your legislators Recommend NIACC to potential students (possibly serve as a liason) Serve on special committees: Executive, Annual Fund Drive, Planned Giving, Volunteer. I will obstain from participation related to the Investment Committee.) NIACC has acknowledged they will not ask me to participate in the Investment Committee nor seek out donations given the conflict of interest with my license.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-07
  • S66 Uniform Combined State Law Examination
    2005-04-07
Other Names
  • Kelly Kay Witte
  • Kelly Kay Pederson
  • Kelly K Pederson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor