Best Investors
Account
Sign in
Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2007-05-30 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Mason City, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Des Moines | IA | 07/1993 | Present |
| Principal Securities Inc | Des Moines | IA | 03/2016 | Present |
***Trinity Lutheran Church; Not Investment Related; Mason City, IA; Treasurer; Church Council Treasurer, sign checks for accounts payable and staff payroll (signature only, checks printed separately). Prepare and monitor annual budget. Review and discuss monthly treasurer's report with finance committee and council.; Start Date: 01/26/2020; 5 hrs per month; 0 during trading hours. PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 1026 Fair Meadow Dr, Mason City IA 50401, United States DESCRIPTION: Formally designated a bank office in order to access information and adequately support/manage Principal retirement plan account relationship across both the insurance/broker-dealer and bank/trust offerings of Principal.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-25 |
Reach out to this advisor