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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
3425 40Th Ave Nw Suite 110, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers For W & R Insurance Agencies | Rochester | MN | 11/2013 | 07/2021 |
| Waddell & Reed Inc | Rochester | MN | 11/2013 | 07/2021 |
| Christ United Methodist Church | Rochester | MI | 09/2015 | 05/2021 |
| Cumc Foundation | Rochester | MN | 01/2014 | 05/2021 |
| Robert Reynolds | Rochester | MN | 01/2018 | 07/2021 |
| Lpl Financial Llc | Byron | MN | 07/2021 | Present |
1) 1/2022 - Non-Variable Insurance - RoundTable Wealth Partners - Investment Related - 2 hr/mon 2hr/trading - Byron, MN 2) 4/2019 - DBA for LPL Business (entity for LPL business) - RoundTable Wealth Partners - Investment Related - Rochester, MN
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-12 |
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