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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
Branch Locations
6200 Canoga Ave. Suite #375, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Woodland Hills | CA | 10/2004 | 06/2024 |
| Securities America Advisors, Inc. | Woodland Hills | CA | 10/2010 | 06/2024 |
| Osaic Wealth, Inc. | Woodland Hills | CA | 06/2024 | Present |
| Osaic Wealth, Inc. | Woodland Hills | CA | 06/2024 | Present |
1. TOM DODD POSITION: Term Insurance NATURE: INSURANCE SALES - AGENT - START DATE: 07/2005 - LOCATED AT 5959 TOPANGA CANYON BLVD #250, WOODLAND HILLS, CA 91367 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2005 ADDRESS: 5959 Topanga Canyon Blvd Suite 250, Woodland Hills CA 91367, United States DESCRIPTION: Term Insurance 2. KGE WEALTHMANAGEMENT POSITION: Financial NATURE: KGE Wealth management - Financial Industry INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2014 ADDRESS: 5959 Topanaga Canyon Blvd Suite 250, Woodland Hills CA 91367 DESCRIPTION: Assistant to Keith Ellen - meeting with clients placing trades for clients. - operations 3. TOM AND ASHLEY DODD POSITION: I own the house NATURE: I am renting my house - 1590 Wallace St Simi Valley CA 93065 INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 1590 Wallace St, Simi Valley CA 93065, United States DESCRIPTION: We are renting 1590 Wallae St for $2,200 a month 4. KGE WEALTHMANAGEMENT POSITION: Financial NATURE: KGE Wealth management - Financial Industry INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 06/01/2014 ADDRESS: 6200 Cango Ave Suite 375, Woodland Hills CA 91367, United States DESCRIPTION: Assistant to Keith Ellen - meeting with clients placing trades for clients. - operations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-25 |
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