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Nita Pei-Lin Ma

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-12
CA RA APPROVED 2013-10-11
  • TX RA
    APPROVED_RES
    Since 2021-12-12
  • CA RA
    APPROVED
    Since 2013-10-11

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Pasadena CA 10/2013 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 10/2013 → Present
    Morgan Stanley Smith Barney Llc
    Pasadena, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2003-11-12 → 2013-10-22
    Bancwest Investment Services, Inc.
    Temple City, CA
    Arcadia, CA
    Alhambra, CA
    So Pasadena, CA
    San Marino, CA
    West Covina, CA
    Temple City, CA
    Rowland Heights, CA
    Monterey Park, CA
    Alhambra, CA
    Huntington Beach, CA
    Cerritos, CA
    Westminster, CA
    San Marino, CA
    Temple City, CA
  • 2003-08-01 → 2003-11-13
    Lpl Financial Llc
    Monterey Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-11
  • S66 Uniform Combined State Law Examination
    2001-07-11
Other Names
  • Nita Ma Lee

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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