Kathryn Redmond Romeis

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2010-12-07

CA RA
APPROVED

Since 2010-12-07

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Escondido, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	San Diego	CA	05/2001	Present

05/2001 → Present

Lpl Financial Llc

San Diego, CA

Other Businesses

1. 09/16/2019 - Luminous Silhouettes - Not investment related - Home based - Reps Business - start date:10/11/2019 - 20 hrs/mo - 0 hrs during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-06
S63	Uniform Securities Agent State Law Examination	2005-03-25

S66 Uniform Combined State Law Examination

2010-12-06
S63 Uniform Securities Agent State Law Examination

2005-03-25

Other Names

Kathryn R Romeis
Kathryn R Romeis

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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