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Keith Patrick Mcgurrin

Ameriprise Financial Services, LLC

New York, NY

Jackson, NJ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
NJ RA APPROVED 2020-09-10
  • NY RA
    APPROVED
    Since 2021-04-16
  • NJ RA
    APPROVED
    Since 2020-09-10

Branch Locations

122 E 42Nd St Ste 2215, New York, NY 10168 • United States

Jackson, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Owings Mills MD 12/2009 09/2020
Ameriprise Financial Services, Llc New York NY 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-03
S63 Uniform Securities Agent State Law Examination 2005-03-09
S66 Uniform Combined State Law Examination 1999-10-05
  • S65 Uniform Investment Adviser Law Examination
    2005-05-03
  • S63 Uniform Securities Agent State Law Examination
    2005-03-09
  • S66 Uniform Combined State Law Examination
    1999-10-05
Other Names
  • Keith Patrick Mcgurrin
  • Keith Patrick Mc Gurrin

View on SEC IAPD

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