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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2002-02-22 |
| CO | RA | APPROVED | 2001-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 08/2000 | Present |
| Bank Of America, N.A. | Denver | CO | 04/2015 | Present |
I*1186252 For profit or not for profit: Entity For Profit Name of outside business organization: Big Dawg 3d Designs Investment related: N Address of business: broomfield, co, 80023 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 2/20/2023 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Design and manufacture retail product displays
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-31 |
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