Babatunde Miklos Ogunlana

Current Employers

Employment History

• 08/1998 → Present
  Florida International University
  Miami, FL
• 07/2015 → 07/2017
  Regulus Advisors
  Kentwood, MI
• 07/2015 → 07/2017
  Regal Investment Advisors
  Kentwood, FL
• 07/2017 → 09/2023
  Sagepoint Financial, Inc
  Ft Lauderdale, FL
• 09/2023 → Present
  Osaic Wealth, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2017-07-26 → 2023-09-01
  Osaic Services, Inc.
  Fort Lauderdale, FL
• 2015-07-27 → 2017-07-26
  Regal Investment Advisors Llc
  Plantation, FL
  Kentwood, MI
• 2004-01-27 → 2015-07-29
  Msi Financial Services, Inc.
  Plantation, FL
  Plantation, FL
  Fort Lauderdale, FL
  Plantation, FL

Other Businesses

1) AXIAL FAMILY ADVISORS POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/15/2015 ADDRESS: 5310 N.W. 33rd Avenue, SUITE 206, Ft. Lauderdale FL 33309 DESCRIPTION: Sell Life Insurance, Health Insurance, Disability Insurance, Long-Term Care Insurance and fixed annuities 2) OGUNLANA, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 10/01/2014 ADDRESS: 6061 S.W. 20 Street, Plantation FL 33317 DESCRIPTION: Consulting Services related to being an expert witness on divorce cases. Non-client related 3) PODCAST POSITION: Guest speaker NATURE: My friend in Ohio hosts a podcast and invites me on to discuss various topics. I do not discuss my financial services practice or directly provide and financial advice or discussion. Out last podcast focused on NCAA sports INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: 6061 SW 20TH ST, Plantation FL 33317, United States DESCRIPTION: Show up as a guest on my friend's weekly podcast. Subjects usually cover sports and general headlines in the media 4) SECNAP POSITION: None NATURE: It's an IT service startup, I made the investment in 2007 due to a friend who was involved at the time INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2007 ADDRESS: 3250 W Commercial Blvd, #345, Ft. Lauderdale FL 33309 DESCRIPTION: None, I am not involved with anything. Just a small amount of shares 5) AXIAL MARINE SERVICES POSITION: Owner NATURE: I'm buying a boat and my CPA advised me to own it in an LLC to protect from liability and for tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2021 ADDRESS: 6061 SW 20TH ST, Plantation FL 33317, United States DESCRIPTION: I will own a boat under this LLC for tax and liability purposes. I plan on using it primarily for personal use, and if it were ever to be chartered it would be then handled by a professional captain who is properly licensed and wouldn't interfere with my ability to conduct financial planning activities 6) NSU MUSEUM OF ART POSITION: Board member NATURE: This is an art museum in Ft. Lauderdale, Florida. Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2025 ADDRESS: 1 E Las Olas Blvd, Ft. Lauderdale FL 33301, United States DESCRIPTION: Meet approximately once per quarter, promote the goals and initiatives of the museum in the local community 7. AMERICAN FRIENDS OF HEBREW UNIVERSITY POSITION: Lead Cohort III member NATURE: non-profit organization that supports the Hebrew University in Jerusalem, Israel. The AFHU is the American fundraising and support organization for the university in the USA. This is an unelected position. I was asked if I wanted to take the opportunity to join from an existing member and I accepted the offer. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/22/2025 ADDRESS: 1930 Harrison St, suite 306, Hollywood FL 33020, United States DESCRIPTION: Being an advocate in the local community for the university. Finding opportunities to make connections with organizations and institutions that can partner with the university such as museums, universities here in the USA, research organizations, hospitals, etc.

Exams

• S66 Uniform Combined State Law Examination
  2003-08-18

Other Names

• Tunde Ogunlana