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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-10
NY RA APPROVED 2021-05-07
FL RA APPROVED 2018-11-07
  • TX RA
    APPROVED_RES
    Since 2023-10-10
  • NY RA
    APPROVED
    Since 2021-05-07
  • FL RA
    APPROVED
    Since 2018-11-07

Branch Locations

66 Hudson Boulevard East, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 08/2017 Present
Kim Mustin Consulting New York NY 07/2016 07/2017
  • 08/2017 → Present
    Sanford C. Bernstein & Co., Llc
    New York, NY
  • 07/2016 → 07/2017
    Kim Mustin Consulting
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-11
S63 Uniform Securities Agent State Law Examination 2001-10-01
  • S65 Uniform Investment Adviser Law Examination
    2017-09-11
  • S63 Uniform Securities Agent State Law Examination
    2001-10-01
Other Names
  • Kimberly Diane Moulton
  • Kimberly Moulton Mustin
  • Kim M Mustin

View on SEC IAPD

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