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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohio National Life Insurance | Cincinnati | OH | 04/2001 | 01/2017 |
| The O.N. Equity Sales Company | Cincinnati | OH | 05/2001 | 01/2017 |
| Lpl Financial, Llc | Muncie | IN | 01/2017 | Present |
1. 1/6/2017 - PECKINPAUGH FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start 1/6/2017. 2. 6/29/2017 - Peckinpaugh Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/06/2017 - 5 Hours Per Month/1 Hour During Securities Trading - Fixed life, disability, health, LTC. 3. 4/5/2021 â?" LHD Retirement â?" Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/2/2021 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-01 |
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