Best Investors Account Sign in
Current Employers
Van Leeuwen Retirement & Investment Services

808 West Main Street, Richmond, KY 40475 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-18
KY RA APPROVED 2017-09-12
  • TX RA
    APPROVED
    Since 2021-11-18
  • KY RA
    APPROVED
    Since 2017-09-12

Branch Locations

808 West Main Street, Richmond, KY 40475 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Richmond KY 05/2001 Present
Van Leeuwen Retirement & Investment Services Richmond KY 08/2017 Present
Other Businesses

1. 02/23/06 - NON-VARIABLE INSURANCE 2. 11/03/09 - DBA ONLY / VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES. 3. 1/3/2018 - Van Leeuwen & Associates, Inc. - DBA: (Hybrid) Van Leeuwen Retirement & Investment Svcs - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/15/2017 - I provide investment advisory services through Van Leeuwen & Associates, Inc., an independent investment advisor firm. I started this business activity in 09/2017. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/20/2018 - Van Leeuwen & Associates, PSC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 09/11/1998 - 0 Hours Per Month. 5. 08/30/2023 - Elevate Land and Realty Group - Not Investment Related - Mooresville, NC - Outside/W-2 Employment - Start Date 09/01/2023 - 1 Hours Per Month 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-19
S63 Uniform Securities Agent State Law Examination 2001-05-18
  • S65 Uniform Investment Adviser Law Examination
    2001-07-19
  • S63 Uniform Securities Agent State Law Examination
    2001-05-18
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Richmond, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor