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808 West Main Street, Richmond, KY 40475 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-18 |
| KY | RA | APPROVED | 2017-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Richmond | KY | 05/2001 | Present |
| Van Leeuwen Retirement & Investment Services | Richmond | KY | 08/2017 | Present |
1. 02/23/06 - NON-VARIABLE INSURANCE 2. 11/03/09 - DBA ONLY / VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES. 3. 1/3/2018 - Van Leeuwen & Associates, Inc. - DBA: (Hybrid) Van Leeuwen Retirement & Investment Svcs - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/15/2017 - I provide investment advisory services through Van Leeuwen & Associates, Inc., an independent investment advisor firm. I started this business activity in 09/2017. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/20/2018 - Van Leeuwen & Associates, PSC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 09/11/1998 - 0 Hours Per Month. 5. 08/30/2023 - Elevate Land and Realty Group - Not Investment Related - Mooresville, NC - Outside/W-2 Employment - Start Date 09/01/2023 - 1 Hours Per Month 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-18 |
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