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Kent D Stewart

Dyad Financial Group

Mesa, AZ

CRD 4395537

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Employer firm

Dyad Financial Group CRD 172428

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Dyad Financial Group

3521 E Brown Rd, Mesa, AZ 85213 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2015-03-17
  • AZ RA
    APPROVED
    Since 2015-03-17

Branch Locations

3521 E Brown Rd, Mesa, AZ 85213 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Insurance Professionals Of Az Mesa AZ 04/2008 Present
Diamond Wholesaleer L.L.C Mesa AZ 12/2002 Present
Dyad Financial Group Mesa AZ 11/2014 Present
  • 04/2008 → Present
    Insurance Professionals Of Az
    Mesa, AZ
  • 12/2002 → Present
    Diamond Wholesaleer L.L.C
    Mesa, AZ
  • 11/2014 → Present
    Mesa, AZ
Previous Registrations
  • 2009-11-18 → 2014-08-30
    Gilbert, AZ
  • 2009-04-09 → 2009-10-16
    Investment Advisors International, Inc.
    Mesa, AZ
    Mesa, AZ
Other Businesses

OWNER OF INSURANCE PROFESSIONALS OF ARIZONA LLC; NON-INVESTMENT RELATED. ENGAGED IN BUSINESS OF SELLING INSURANCE RELATED PRODUCTS LOCATED AT 3521 E BROWN RD. #101 MESA, AZ 85213. STARTED IN 04/2008. INSURANCE PROFESSIONALS OF ARIZONA AND DYAD FINANCIAL GROUP OPERATE 40 HOURS PER WEEK AND DURING MARKET HOURS TO OFFER FINANCIAL PRODUCTS AND SERVICES TO OUR CLIENTS. I'M AN OWNER AND INVESTOR IN DIAMOND WHOLESALERS WHICH CURRENTLY IS NON-OPERATIONAL. THE LLC WAS NOT TERMINATED BUT THE COMPANY HAS NO OPERATIONS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-10
S66 Uniform Combined State Law Examination 2001-07-12
  • S65 Uniform Investment Adviser Law Examination
    2009-02-10
  • S66 Uniform Combined State Law Examination
    2001-07-12
Other Names
  • Kent Stewart

View on SEC IAPD

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