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Current Employers
Brightpath Wealth Advisors Llc

2138 Priest Bridge Court Suite 1, Crofton, MD 21114 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-02-18
  • NC RA
    APPROVED
    Since 2020-02-18

Branch Locations

2501 Blue Ridge Rd Suite 300, Raleigh, NC 27607 • United States

2138 Priest Bridge Court Suite 1, Crofton, MD 21114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Protectors & Advisors, Inc. Raleigh NC 05/2014 08/2019
Prosperity Capital Group Inc. Raleigh NC 07/2014 02/2019
Prosperity Marketing Group, Inc. Raleigh NC 05/2014 02/2019
Eqis Capital Management Raleigh NC 10/2014 12/2018
Carroll Financial Associates, Inc Charlotte NC 02/2019 01/2020
Wake Tech Community College Cary NC 10/2019 Present
Brightpath Wealth Advisors Llc Raleigh NC 01/2020 Present
Brian Debruin/Sole Proprietor Raleigh NC 01/2020 Present
  • 05/2014 → 08/2019
    Asset Protectors & Advisors, Inc.
    Raleigh, NC
  • 07/2014 → 02/2019
    Prosperity Capital Group Inc.
    Raleigh, NC
  • 05/2014 → 02/2019
    Prosperity Marketing Group, Inc.
    Raleigh, NC
  • 10/2014 → 12/2018
    Eqis Capital Management
    Raleigh, NC
  • 02/2019 → 01/2020
    Carroll Financial Associates, Inc
    Charlotte, NC
  • 10/2019 → Present
    Wake Tech Community College
    Cary, NC
  • 01/2020 → Present
    Raleigh, NC
  • 01/2020 → Present
    Brian Debruin/Sole Proprietor
    Raleigh, NC
Previous Registrations
  • 2019-02-22 → 2020-01-07
    Carroll Financial Associates Inc
    Raleigh, NC
    Raleigh, NC
  • 2014-07-31 → 2019-02-14
    Prosperity Capital Group, Inc.
    Raleigh, NC
  • 2014-10-23 → 2018-12-31
    South Windsor, CT
  • 2004-04-01 → 2012-09-11
    Charlotte, NC
    Raleigh, NC
    Charlotte, NC
  • 2002-07-02 → 2004-04-01
    C.P. Advisory Services
    Charlotte, NC
Other Businesses

1. NAME OF OTHER BUSINESS: Brian DeBruin-Sole Proprietor INVESTMENT RELATED: YES ADDRESS: RALEIGH, NC NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT START DATE: 01/2020 APX NUMBER OF HOURS PER MONTH: 80 APX NUMBER OF HOURS DURING TRADING HOURS: 80 BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES 2. NAME OF OTHER BUSINESS: WAKE TECH COMMUNITY COLLEGE INVESTMENT RELATED: YES ADDRESS: CARY, NC NATURE OF BUSINESS: COURSE INSTRUCTION POSITION/TITLE/RELATIONSHIP: ADJUNCT PROFESSOR START DATE: 10/2019 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 BRIEF DESCRIPTION OF DUTIES: TEACHING NON-CREDIT FINANCIAL AND INVESTMENT-RELATED COURSES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-23
S63 Uniform Securities Agent State Law Examination 2001-06-06
  • S65 Uniform Investment Adviser Law Examination
    2002-05-23
  • S63 Uniform Securities Agent State Law Examination
    2001-06-06

View on SEC IAPD

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