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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2004-03-17
TX RA APPROVED_RES 2002-02-04
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2004-03-17
  • TX RA
    APPROVED_RES
    Since 2002-02-04

Branch Locations

225 Liberty St Pbig - New York, New York, NY 10281 • United States

Wayne, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2001 Present
Bank Of America, Na New York NY 01/2010 Present
Other Businesses

I*584234For profit or not for profit: Entity For ProfitName of outside business organization: don Bosco Preparatory High SchoolInvestment related: YAddress of business: Ramsey, New Jersey, 07446Nature of business: ["Corporation"]Position, title, association: ["Committee","Director"], [["Endowment committee","Finance committee"]]Start date of relationship: 1/1/2022Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I am a chair of the newly formed investment committee for the endowment of the school. I am part of a 5 member committee which needs majority approval for any investment decisions. I am not a signatory or authorized person on any account and no accountsI*461625For profit or not for profit: Name of outside business organization: Don Bosco Preparatory SchoolInvestment related: NAddress of business: ramsey, New Jersey, 07446Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , member of the board of trustees of the catholic high school my sons attend. I*2909264 Entity Type: N/A Name of OBA: H.P.B. AND L.H.B. JTWROS Address:Wayne New Jersey Investment Related:No Position, Title, Association:Power of Attorney Start Date:09/22/2025 No Hours: 1 Monthly No Hours during trading:0 Monthly Duties:Power of Attorney for Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-06
  • S66 Uniform Combined State Law Examination
    2001-07-06

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