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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| NJ | RA | APPROVED | 2004-03-17 |
| TX | RA | APPROVED_RES | 2002-02-04 |
Branch Locations
225 Liberty St Pbig - New York, New York, NY 10281 • United States
Wayne, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/2001 | Present |
| Bank Of America, Na | New York | NY | 01/2010 | Present |
I*584234For profit or not for profit: Entity For ProfitName of outside business organization: don Bosco Preparatory High SchoolInvestment related: YAddress of business: Ramsey, New Jersey, 07446Nature of business: ["Corporation"]Position, title, association: ["Committee","Director"], [["Endowment committee","Finance committee"]]Start date of relationship: 1/1/2022Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I am a chair of the newly formed investment committee for the endowment of the school. I am part of a 5 member committee which needs majority approval for any investment decisions. I am not a signatory or authorized person on any account and no accountsI*461625For profit or not for profit: Name of outside business organization: Don Bosco Preparatory SchoolInvestment related: NAddress of business: ramsey, New Jersey, 07446Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , member of the board of trustees of the catholic high school my sons attend. I*2909264 Entity Type: N/A Name of OBA: H.P.B. AND L.H.B. JTWROS Address:Wayne New Jersey Investment Related:No Position, Title, Association:Power of Attorney Start Date:09/22/2025 No Hours: 1 Monthly No Hours during trading:0 Monthly Duties:Power of Attorney for Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-06 |
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