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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Ing | Houston | TX | 06/2010 | 09/2019 |
| Bank Of America, N.A. | Dallas | TX | 06/2010 | 09/2019 |
| Merrill Lynch Pierce Fenner & Smith Ing | Frisco | TX | 10/2019 | Present |
| Bbva | Dallas | TX | 09/2019 | 10/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-13 |
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