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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

1501 East Mockingbird Lane Suite 300, Victoria, TX 77904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bumgardner, Morrison & Co, Llp Victoria TX 06/1983 Present
1St Global Capital Corp Victoria TX 05/2001 10/2019
Avantax Insurance Services, Inc. Victoria TX 05/2004 09/2025
Avantax Advisory Services Victoria TX 10/2019 09/2025
Avantax Investment Services, Inc. Victoria TX 10/2019 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Victoria TX 10/2003 09/2025
Cetera Wealth Services, Llc Victoria TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 06/1983 → Present
    Bumgardner, Morrison & Co, Llp
    Victoria, TX
  • 05/2001 → 10/2019
    1St Global Capital Corp
    Victoria, TX
  • 05/2004 → 09/2025
    Avantax Insurance Services, Inc.
    Victoria, TX
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Victoria, TX
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Victoria, TX
  • 10/2003 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Victoria, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Victoria, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Victoria, TX
  • 2012-09-25 → 2019-10-25
    1St Global Advisors Inc
    Victoria, TX
Other Businesses

1) BUMGARDNER MORRISON WEALTH MANAGEMENT LLC POSITION: MEMBER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2000 ADDRESS: 1501 E Mockingbird, Suite 300, P O Box 3750, Victoria TX 77904, United States DESCRIPTION: Champion partner (I'm a CPA & a referring advisor) 2) BUMGARDNER, MORRISON & CO, LLP POSITION: CPA PARTNER NATURE: TAX, ACCOUNTING & CONSULTING SERVICES IN A CPA FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 115 START DATE: 05/31/1983 ADDRESS: 1501 E MOCKINGBIRD LANE, SUITE 300, Victoria TX 77904, United States DESCRIPTION: MANAGING PARTNER IN A CPA FIRM PROVIDING TAX, ACCOUNTING & CONSULTING SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-04
  • S66 Uniform Combined State Law Examination
    2001-12-04
Other Names
  • Michael Eugene Wenske

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