Charles Daniel Sears

Current Employers

Employment History

• 06/2010 → Present
  Delta Global Asset Management
  Bolton, MA
• 12/2015 → Present
  Sagepoint Financial, Inc.
  Worcester, MA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Worcester, MA

Previous Registrations

• 2015-12-02 → 2023-09-01
  Osaic Services, Inc.
  Worcester, MA
  Worchester, MA
  Worcester, MA
• 2010-06-23 → 2015-12-31
  Bolton Securities Corporation
  Bolton, MA
• 2009-06-01 → 2010-07-14
  Morgan Stanley
  Worcester, MA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Worcester, MA
• 2007-03-02 → 2007-04-02
  Morgan Stanley Dw Inc.
  Worcester, MA

Other Businesses

1. LIFE,HEALTH AND DISABILTY INSURANCE. NO SPECIFIC NAME,YES INVESTMENT RELATED, SAME AS BRANCH OFFICE, INSURANCE SALES, SALES REPRESENTATIVE,HOURS VARY, 2. PRIVATE SECURITIES TRANSACTION, ROYAL BANK OF CANADA, INVESTMENT RELATED, BOLTON SECURITIES , BOLTON MA 01740 INVESTMENT ADVISOR REPRESENTATIVE, START DATE 8/2010, HOURS UNKNOWN AND VARY, HOLD MANAGED ACCOUNTS AWAY FROM DELTA EQUITY SERVICES. 3. ANCHOR WEALTH MANAGEMENT, INC. POSITION: President / Treasurer NATURE: This is an S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2011 ADDRESS: 23 Institute Road, Worcester MA 01609, United States DESCRIPTION: I am the president and treasurer. I pay my company bills out of this ac and take payroll. SagePoint pays my joint checkingac. I then transfer funds into my business ac and pay bills, and take payroll.

Exams

• S66 Uniform Combined State Law Examination
  2003-09-06
• S63 Uniform Securities Agent State Law Examination
  2002-10-31