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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-03-13 |
Branch Locations
4600 S Syracuse St Ste 1000, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Des Moines | IA | 04/2001 | Present |
| Principal Life Insurance Co | Des Moines | IA | 06/2000 | Present |
***Salt Lake County Park & Rec, Ski Instructor, 12/30/16. PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/02/2022 ADDRESS: 46000 S. Syracuse Street, Ste 1010, Denver CO 80237, United States DESCRIPTION: Formally designated a bank officer in order to access info and adequately support/manage Principal Retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-12 |
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