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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-10 |
| CA | RA | APPROVED | 2025-05-09 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Pasadena | CA | 05/2019 | 08/2024 |
| Wells Fargo Bank | Pasadena | CA | 05/2019 | 08/2024 |
| Bank Of America | Chino | CA | 08/2006 | 05/2018 |
| Jpmorgan Chase | West Covina | CA | 05/2018 | 05/2019 |
| Morgan Stanley | Pasadena | CA | 05/2025 | Present |
| Unemployed | Pasadena | CA | 08/2024 | 04/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-12 |
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