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3507 N University Ave Suite 150, Provo, UT 84604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-20 |
| IL | RA | APPROVED | 2023-04-20 |
Branch Locations
4010 N. Illinois St. Suite 1, Swansea, IL 62226 • United States
3507 N University Ave Suite 150, Provo, UT 84604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Turning Point Financial | O'FAllon | IL | 08/2012 | Present |
| National Planning Corporation | O'FAllon | IL | 01/2013 | 10/2017 |
| Allegis Investment Advisors | O Fallon | IL | 10/2017 | 05/2018 |
| Allegis Investment Services | O Fallon | IL | 10/2017 | 02/2019 |
| Divorce Dollars & Sense | O Fallon | IL | 06/2012 | Present |
| Townsquare Capital, Llc | Provo | UT | 04/2018 | 06/2023 |
| Dfpg Investments, Llc | Sandy | UT | 02/2019 | 12/2021 |
| Portside Wealth Group | Provo | UT | 05/2023 | Present |
1. 08/2012- PRESENT; TURNING POINT FINANCIAL (fka-SW WEALTH STRATEGIES) - MICHELLE LAWS,DBA, 45 HOURS TOTAL, 40 DURING TRADING HOURS, OFFERING LIFE HEALTH AND ANNUITY AND MEDICARE SERVICES. INVESTMENT RELATED DURING TRADING HOURS. 2. 02/2023- PRESENT; NACVA LITIGATION FORENSIC BOARD MEMBER; NON INVESTMENT RELATED; ATTEND MEETINGS, NO PAY; 1HR PER QRTR 3. Mind Money and Law; Non-Investment Related; Swansea, IL; Divorce Workshop; Speaker; 05/2018; 0% during business hours; Divorce workshop once a month with myself, attorney and mental health professional. Monthly speaker 4. Divorce Dollars; Non-Investment related; Swansea, IL; Divorce Analysis; Board member; 07/2012; 10% during business hours; Board member position with NACVA as litigation forensics member. Monthly phone calls, assist board with decisions. 5. MML Holdings LLC; Non-Investment Related; Swansea, IL; Holding Company for Real Estate; 100% Owner; 09/2019; 1% during business hours; Company that holds the ownership of the new office building suite we are buying. MML holdings will receive money in the form of rent. 6. Bonnie Rafeedie Tax and Accounting; Non-Investment Related; Fairview Heights, IL; Tax Preparation; 03/2022; 1% of Income. Will assist head accountant in tax preparation during tax season. 7. Divorce Financial Coaching: Owner: 10/2023 Provide financial coaching about divorce needs. Non investment related. 2% of income and 5hrs per month. 8. Simply Numbers: Owner 6 /2023: providing clients with forensic business evaluations. Non Investment related, 1% of income and 2hrs per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-25 |
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