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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-16 |
Branch Locations
711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| West I-10 Volunteer Fire Department | Katy | TX | 09/2009 | 02/2017 |
| Southern United States Kendo & Lado Federation | Houston | TX | 06/2009 | 05/2021 |
| Wells Fargo Advisors Llc | Houston | TX | 05/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | 05/2021 |
| Morgan Stanley Smith Barney Llc | Houston | TX | 05/2021 | 10/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2021 | 10/2023 |
| Oppenheimer & Co. Inc. | Houston | TX | 10/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2021 | Present |
THE ORGANIZATION IS RESPONSIBLE FOR OVERSEEING GALVESTON'S TOURISM EFFORTS, GALVESTON ISLAND BEACH PATROL AND COSTAL ZONE MANAGEMENT. THE AMOUNT OF TIME I WILL COMMIT TO THE BOARD IS 5 HOURS A WEEK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-23 |
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