Albert L Rich

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 03/2022
  Investors Bank
  Woodbridge, NJ
• 10/2015 → 12/2017
  Invest Financial Corp.
  Tampa, FL
• 12/2017 → Present
  Cetera Investment Advisers Llc
  Long Branch, NJ
• 12/2017 → Present
  Cetera Investment Services Llc
  St. Cloud, MN
• 03/2022 → Present
  Kearny Bank
  Long Branch, NJ

Previous Registrations

• 2015-10-13 → 2017-12-06
  Invest Financial Corporation
  Piscataway, NJ
  Somerset, NJ
  Avenel, NJ
  Appleton, WI
  Colonia, NJ
  Edison, NJ
  Carteret, NJ
  North Brusnwick, NJ
  Woodbridge, NJ
  Dunellen, NJ
  Edison, NJ
  Whitehouse, NJ
  Pluckemin, NJ
  Three Bridges, NJ
  Matawan, NJ
  Perth Amboy, NJ
  Edison, NJ
  East Brunswick, NJ
• 2011-04-06 → 2015-10-15
  Essex National Securities, Llc
  Woodbridge, NJ
  Napa, CA
  Piscataway, NJ
• 2008-05-27 → 2011-04-18
  Lpl Financial Llc
  Woodbridge, NJ
  Linden, NJ
  Colonia, NJ
  Elizabeth, NJ
  Elizabeth, NJ
  Linden, NJ
  Colonia, NJ
  Clark, NJ
  Elizabeth, NJ
  Elizabeth, NJ
  Linden, NJ
  Colonia, NJ
  Woodbridge, NJ
  Woodbridge, NJ
• 2003-12-09 → 2008-05-27
  Ifmg Securities, Inc.
  Elizabeth, NJ
  Colonia, NJ
  Linden, NJ
  Linden, NJ
  Elizabeth, NJ
  Elizabeth, NJ
  Linden, NJ
  Linden, NJ
  Clark, NJ
  Elizabeth, NJ
  Elizabeth, NJ
  Elizabeth, NJ

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-10-24
• S65 Uniform Investment Adviser Law Examination
  2003-12-03