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Albert L Rich

Cetera Investment Advisers LLC

Long Branch, NJ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-12-07
  • NJ RA
    APPROVED
    Since 2017-12-07

Branch Locations

627 Second Ave, Long Branch, NJ 07740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Bank Woodbridge NJ 04/2011 03/2022
Invest Financial Corp. Tampa FL 10/2015 12/2017
Cetera Investment Advisers Llc Long Branch NJ 12/2017 Present
Cetera Investment Services Llc St. Cloud MN 12/2017 Present
Kearny Bank Long Branch NJ 03/2022 Present
  • 04/2011 → 03/2022
    Investors Bank
    Woodbridge, NJ
  • 10/2015 → 12/2017
    Invest Financial Corp.
    Tampa, FL
  • 12/2017 → Present
    Cetera Investment Advisers Llc
    Long Branch, NJ
  • 12/2017 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 03/2022 → Present
    Kearny Bank
    Long Branch, NJ
Previous Registrations
  • 2015-10-13 → 2017-12-06
    Invest Financial Corporation
    Piscataway, NJ
    Somerset, NJ
    Avenel, NJ
    Appleton, WI
    Colonia, NJ
    Edison, NJ
    Carteret, NJ
    North Brusnwick, NJ
    Woodbridge, NJ
    Dunellen, NJ
    Edison, NJ
    Whitehouse, NJ
    Pluckemin, NJ
    Three Bridges, NJ
    Matawan, NJ
    Perth Amboy, NJ
    Edison, NJ
    East Brunswick, NJ
  • 2011-04-06 → 2015-10-15
    Essex National Securities, Llc
    Woodbridge, NJ
    Napa, CA
    Piscataway, NJ
  • 2008-05-27 → 2011-04-18
    Lpl Financial Llc
    Woodbridge, NJ
    Linden, NJ
    Colonia, NJ
    Elizabeth, NJ
    Elizabeth, NJ
    Linden, NJ
    Colonia, NJ
    Clark, NJ
    Elizabeth, NJ
    Elizabeth, NJ
    Linden, NJ
    Colonia, NJ
    Woodbridge, NJ
    Woodbridge, NJ
  • 2003-12-09 → 2008-05-27
    Ifmg Securities, Inc.
    Elizabeth, NJ
    Colonia, NJ
    Linden, NJ
    Linden, NJ
    Elizabeth, NJ
    Elizabeth, NJ
    Linden, NJ
    Linden, NJ
    Clark, NJ
    Elizabeth, NJ
    Elizabeth, NJ
    Elizabeth, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-10-24
S65 Uniform Investment Adviser Law Examination 2003-12-03
  • S63 Uniform Securities Agent State Law Examination
    2014-10-24
  • S65 Uniform Investment Adviser Law Examination
    2003-12-03

View on SEC IAPD

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TD PRIVATE CLIENT WEALTH LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HORNOR, TOWNSEND & KENT, LLC
LPL FINANCIAL LLC
ROCKDALE FINANCIAL SERVICES, INC.

Other Investors

BRIAN KEITH BERRY
JOHN KRIARAKIS
CHRISTOPHER ULIANO
John Wesley Woodle III
Peter G Richardson
John Scott Grande
Waltraud Grande
John Joseph Grande

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · LONG BRANCH, NJ
J.P. MORGAN SECURITIES LLC · LONG BRANCH, NJ
TD PRIVATE CLIENT WEALTH LLC · West Long Beach, NJ
EDWARD JONES · Oakhurst, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oakhurst, NJ
HORNOR, TOWNSEND & KENT, LLC · EATONTOWN, NJ
CETERA INVESTMENT ADVISERS LLC · EATONTOWN, NJ
CETERA INVESTMENT ADVISERS LLC · EATONTOWN, NJ

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