Christopher Uliano

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-04-07
AZ	RA	APPROVED	2026-04-03
DE	RA	APPROVED	2025-02-19
PA	RA	APPROVED	2025-02-19
NY	RA	APPROVED	2025-02-18
FL	RA	APPROVED	2023-09-18
ME	RA	APPROVED	2023-03-17
NJ	RA	APPROVED	2022-02-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Pennsylvania State University	World Campus	PA	08/2013	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	02/2014	03/2017
Northwestern Mutual Investment Services, Llc	Wall Township	NJ	02/2014	03/2017
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	03/2017
Santander Bank, Na	Boston	MA	07/2017	01/2022
Santander Securities, Llc	Dorchester	MA	07/2017	01/2022
Td Bank N.A.	Tinton Falls	NJ	02/2022	Present
Td Private Client Wealth Llc	Tinton Falls	NJ	02/2022	Present

08/2013 → Present

Pennsylvania State University

World Campus, PA
02/2014 → 03/2017

Northwestern Mutual Life Insurance Company

Milwaukee, WI
02/2014 → 03/2017

Northwestern Mutual Investment Services, Llc

Wall Township, NJ
01/2016 → 03/2017

Northwestern Mutual Wealth Management Company

Milwaukee, WI
07/2017 → 01/2022

Santander Bank, Na

Boston, MA
07/2017 → 01/2022

Santander Securities, Llc

Dorchester, MA
02/2022 → Present

Td Bank N.A.

Tinton Falls, NJ
02/2022 → Present

Td Private Client Wealth Llc

Tinton Falls, NJ

2017-08-08 → 2022-01-31

Santander Securities Llc

Brick, NJ

Brick, NJ

Brick, NJ

Brick, NJ

Villanova, PA

Matawan, NJ

Toms River, NJ

Scotch Plains, NJ

Somerville, NJ

Old Bridge, NJ

East Brunswick, NJ
2014-12-03 → 2017-03-28

Northwestern Mutual Investment Services, Llc

Wall Township, NJ

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-11-25
S63	Uniform Securities Agent State Law Examination	2004-11-18

Other Firms