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Brian Keith Berry

Wells Fargo Clearing Services, LLC

Ocean, NJ

Red Bank, NJ

Long Branch, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-22
NJ RA APPROVED 2003-10-29
  • TX RA
    APPROVED_RES
    Since 2019-07-22
  • NJ RA
    APPROVED
    Since 2003-10-29

Branch Locations

1011 State Route 35, Ocean, NJ 07712 • United States

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

555 Ocean Blvd, Long Branch, NJ 07740 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Long Branch NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Long Branch NJ 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-05
S63 Uniform Securities Agent State Law Examination 1991-11-01
  • S65 Uniform Investment Adviser Law Examination
    2000-10-05
  • S63 Uniform Securities Agent State Law Examination
    1991-11-01

View on SEC IAPD

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