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5075 Westheimer Rd. Suite 975W, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-11 |
Branch Locations
5075 Westheimer Rd. Suite 975W, Houston, TX 77056 • United States
5075 Westheimer Suite 975W, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-13 |
Branch Locations
5075 Westheimer Suite 975W, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 06/2009 | 09/2021 |
| Bbva Wealth Solutions Inc. | Houston | TX | 10/2011 | 06/2021 |
| Bbva Securities Inc. | Houston | TX | 05/2013 | 06/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 12/2012 | 09/2021 |
| Bbva Securities Inc. | Houston | TX | 06/2021 | 09/2021 |
| Pnc Managed Account Solutions, Inc. | Houston | TX | 06/2021 | 12/2023 |
| Pnc Investments | Houston | TX | 09/2021 | 12/2023 |
| Banorte Securities International, Ltd. | Houston | TX | 02/2024 | Present |
| Banorte Asset Management, Inc. | Houston | TX | 02/2024 | Present |
| Banorte Ventures Ltd. | Houston | TX | 03/2024 | Present |
Roycel, LLC.; owner; passive investor; seeking to invest in real estate properties; 4 hours per month during non-business hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-29 |
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