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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1107 Investment Blvd Ste 145, El Dorado Hills, CA 95762 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
(1) FIXED INSURANCE SALES; LIFE AND ANNUITIES. (2) NAME OF OTHER BUSINESS: MAMMEN FINANCIAL SERVICES INC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: CORPORATION ; START DATE: 08/2002 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: PROCESS PAYROLL, PAY RENT, INFORMATIONAL NEWSLETTER ;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-16 |
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