Stephen Edward Jones

Current Employers

Employment History

• 01/2002 → Present
  National Securities Corp
  New York, NY
• 04/2005 → 07/2022
  National Asset Management Inc
  New York, NY
• 07/2022 → Present
  Alliance Global Partners
  New York, NY

Previous Registrations

• 2005-05-04 → 2022-07-22
  B. Riley Wealth Advisors, Inc.
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1- LNS PARTNERS; INVESTMENT REALTED; C/O STEPHEN JONES, 400 W 43RD ST. #215 NEW YORK, NY 10036; INVESTMENT; PARTNER; 1988; 0 HRS/MO; 0 HRS/MO DURING TRADING HOURS; SPEAK WITH MONEY MANAGERS AND KEEP TAX RECORDS. 2- CHS PROPERTIES LLC; NOT INVESTMENT RELATED; 400 W 43RD ST. #215 NEW YORK, NY 10036; REAL ESTATE; OWNER; 5 HRS/MO; 0 HRS/MO DURING SECURITIES TRADING HRS; OWNER OF THE BUILDING. 3 -JONES CAPITAL MGMT, INVESTMENT RELATED, 400 W 43RD ST. #215 NEW YORK, NY 10036, LLC FOR TAX AND ACCOUNTING PURPOSES,OWNER CEO,START DATE: 09/2013, 5 HOURS/MONTH, NONE DURING TRADING HOURS,MANAGE THE BUSINESS 4- LATSKY DANCE, INC. NOT INVESTMENT RELATED 400 W 43RD ST #215 NEW YORK, NY 10036 DANCE COMPANY, BOARD MEMBER START 4/1/2015 3 HRS PER MONTH ZERO DURING TRADING HRS 5 - GOWANUS PARK LLC REAL ESTATE INVESTMENT, INVESTMENT LLC MEMBER START NOV 2016 ZERO HRS PER MONTH 6- JONES BROTHERS PARTNERS. INVESTMENT-RELATED. 400 W. 43RD ST. #21S, NEW YORK, NY 10036. PARTNER. 0-2 HRS PER MONTH/DURING TRADING HRS. ESTABLISHED FOR PURPOSES OF INVESTING FAMILY ASSETS

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-04-26
• S66 Uniform Combined State Law Examination
  2002-12-21