Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-13
TX RA APPROVED_RES 2013-02-15
MS RA APPROVED 2011-05-20
  • FL RA
    APPROVED
    Since 2023-09-13
  • TX RA
    APPROVED_RES
    Since 2013-02-15
  • MS RA
    APPROVED
    Since 2011-05-20

Branch Locations

147 Republic St., Ste 105, Madison, MS 39110 • United States

79 Scenic Gulf Dr Suite B, Miramar Beach, FL 32550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Ridgeland MS 05/2011 Present
Previous Registrations
  • 2009-01-02 → 2011-05-23
    Ridgeland, MS
  • 2008-04-10 → 2009-01-02
    Raymond James Financial Services, Inc.
    Ridgeland, MS
    Meridian, MS
  • 2007-01-17 → 2008-03-25
    Bancorpsouth Investment Services, Inc.
    Jackson, MS
    Flowood, MS
  • 2005-10-27 → 2006-11-02
    Amsouth Investment Management Company Llc
    Jackson, MS
  • 2002-04-09 → 2003-04-30
    Jackson, MS
Other Businesses

1. 1/28/2015: FAIRWAY FINANCIAL MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 01/01/2015 - 180 Hours Per Month/6 Hours During Securities Trading. 2. 10/22/2020 - Hickman Woodruff Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/15/2020 - 160 Hours Per Month/5 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-26
S63 Uniform Securities Agent State Law Examination 2001-06-05
  • S66 Uniform Combined State Law Examination
    2005-10-26
  • S63 Uniform Securities Agent State Law Examination
    2001-06-05
Other Names
  • Tom Hickman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Madison, MS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor