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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-13 |
| TX | RA | APPROVED_RES | 2013-02-15 |
| MS | RA | APPROVED | 2011-05-20 |
Branch Locations
147 Republic St., Ste 105, Madison, MS 39110 • United States
79 Scenic Gulf Dr Suite B, Miramar Beach, FL 32550 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ridgeland | MS | 05/2011 | Present |
1. 1/28/2015: FAIRWAY FINANCIAL MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 01/01/2015 - 180 Hours Per Month/6 Hours During Securities Trading. 2. 10/22/2020 - Hickman Woodruff Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/15/2020 - 160 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-05 |
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