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Current Employers
American Community Wealth Management, Llc

381 S. Main Street, Crystal Lake, IL 60014 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-05-19
FL RA APPROVED 2012-06-21
IL RA APPROVED 2008-06-27
  • WI RA
    APPROVED
    Since 2022-05-19
  • FL RA
    APPROVED
    Since 2012-06-21
  • IL RA
    APPROVED
    Since 2008-06-27

Branch Locations

381 S. Main Street, Crystal Lake, IL 60014 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 02/2008 08/2024
American Community Wealth Management, Llc Woodstock IL 07/2003 Present
Osaic Wealth, Inc. Arlington Heights IL 08/2024 Present
Previous Registrations
  • 2008-02-07 → 2008-10-28
    Triad Advisors Llc
    Atlanta, GA
    Woodstock, IL
    Crystal Lake, IL
    Arlington Heights, IL
  • 2003-07-17 → 2008-02-11
    Uvest Financial Services Group, Inc.
    Crystal Lake, IL
    Woodstock, IL
    Woodstock, IL
  • 2002-05-06 → 2003-06-30
    Barrington, IL
Other Businesses

1. APPOINTMENTS WITH MULTIPLE CARRIERS; INVESTEMNT RELATED; 601 CONGRESS ST. BOSTON, MA 02210; INSURANCE; FIXED AND VARIABLE; AGENT ; 11.2003; 5 HOURS/MONTH; INSURANCE COMMISSIONS AND TRAILS ON 401K PLANS; INSURANCE AGET FOR VARIABLE, FIXED AND RETIREMENT PLANS 2. FAMILY HEALTH PARTNERSHIP CLINIC; NOT INVESTMENT RELATED; 13737 W. JACKSON ST WOODSTOCK, IL 60098; 501C(3) HEALTH CLINIC; BOARD MEMBER; MAY 2006; 8-10 HRS/MONTH; NOT COMPENSATED; VOTING BOARD MEMBER RESPONSIBLE FOR CLINIC INITIATIVES AND OVERSIGHT. 3. AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; 1290 LAKE AVENUE, PO BOX 1720 WOODSTOCK, IL 60098; RIA; VP AND IAR; JUNE 2008; 120 HRS/ MONTH; 5 HRS/WEEK; SALARIED ANNUALLY; INVESTMENT ADVISOR, FINANCIAL PLANNER 4)FAMILY HEALTH PARTNERSHIP;NOT INVESTMENT RELATED;401 E. CONGRESS PARKWAY,CRYSTAL LAKE,IL 60014;HEALTHCARE;BOARD MEMBER;5/2006;6 HRS/MONTH;0 HRS DURING TRADING;GENERAL BOARD DUTIES 4. AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC POSITION: Vice-President NATURE: Illinois registered LLC that is a corporate entity of our Registered Investment Advisory firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 150 START DATE: 04/01/2008 ADDRESS: 381 S. Main Street, Crystal Lake IL 60014, United States DESCRIPTION: Investment Advisory Representative for ACWM. Provide investment and financial planning for firm clients. 5. AMERICAN COMMUNITY BANK & TRUST POSITION: Vice-President NATURE: Commercial bank that is the parent company of our RIA firm. We're not involved in banking activities on their behalf. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 07/07/2003 ADDRESS: PO Box 1720, 1290 Lake Avenue, Woodstock IL 60098, United States DESCRIPTION: There are no active duties pertaining to bank operations. All activities are affiliated with American Community Wealth Management and involve occasional interactions on behalf of mutual clients. The bank pays our salary.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-27
  • S66 Uniform Combined State Law Examination
    2001-07-27
Designations

View on SEC IAPD

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