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381 S. Main Street, Crystal Lake, IL 60014 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-05-19 |
| FL | RA | APPROVED | 2012-06-21 |
| IL | RA | APPROVED | 2008-06-27 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 02/2008 | 08/2024 |
| American Community Wealth Management, Llc | Woodstock | IL | 07/2003 | Present |
| Osaic Wealth, Inc. | Arlington Heights | IL | 08/2024 | Present |
1. APPOINTMENTS WITH MULTIPLE CARRIERS; INVESTEMNT RELATED; 601 CONGRESS ST. BOSTON, MA 02210; INSURANCE; FIXED AND VARIABLE; AGENT ; 11.2003; 5 HOURS/MONTH; INSURANCE COMMISSIONS AND TRAILS ON 401K PLANS; INSURANCE AGET FOR VARIABLE, FIXED AND RETIREMENT PLANS 2. FAMILY HEALTH PARTNERSHIP CLINIC; NOT INVESTMENT RELATED; 13737 W. JACKSON ST WOODSTOCK, IL 60098; 501C(3) HEALTH CLINIC; BOARD MEMBER; MAY 2006; 8-10 HRS/MONTH; NOT COMPENSATED; VOTING BOARD MEMBER RESPONSIBLE FOR CLINIC INITIATIVES AND OVERSIGHT. 3. AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; 1290 LAKE AVENUE, PO BOX 1720 WOODSTOCK, IL 60098; RIA; VP AND IAR; JUNE 2008; 120 HRS/ MONTH; 5 HRS/WEEK; SALARIED ANNUALLY; INVESTMENT ADVISOR, FINANCIAL PLANNER 4)FAMILY HEALTH PARTNERSHIP;NOT INVESTMENT RELATED;401 E. CONGRESS PARKWAY,CRYSTAL LAKE,IL 60014;HEALTHCARE;BOARD MEMBER;5/2006;6 HRS/MONTH;0 HRS DURING TRADING;GENERAL BOARD DUTIES 4. AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC POSITION: Vice-President NATURE: Illinois registered LLC that is a corporate entity of our Registered Investment Advisory firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 150 START DATE: 04/01/2008 ADDRESS: 381 S. Main Street, Crystal Lake IL 60014, United States DESCRIPTION: Investment Advisory Representative for ACWM. Provide investment and financial planning for firm clients. 5. AMERICAN COMMUNITY BANK & TRUST POSITION: Vice-President NATURE: Commercial bank that is the parent company of our RIA firm. We're not involved in banking activities on their behalf. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 07/07/2003 ADDRESS: PO Box 1720, 1290 Lake Avenue, Woodstock IL 60098, United States DESCRIPTION: There are no active duties pertaining to bank operations. All activities are affiliated with American Community Wealth Management and involve occasional interactions on behalf of mutual clients. The bank pays our salary.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-27 |
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