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Jeffrey Stanley Smith

Omnicap Group LLC

El Segundo, CA

CRD 4389122

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Employer firm

Omnicap Group LLC CRD 133387

$6.51B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (institutions)
  • MUNICIPAL ADVISORY, FINANCIAL ADVISORY AND INVESTMENT ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Omnicap Group Llc

2286 E. Maple Ave, El Segundo, CA 90245 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
MA RA APPROVED 2017-12-08
  • CA RA
    APPROVED
    Since 2025-01-01
  • MA RA
    APPROVED
    Since 2017-12-08

Branch Locations

2286 E. Maple Ave, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Omnicap Group Llc Hermosa Beach CA 11/2004 Present
Previous Registrations
  • 2001-06-06 → 2004-10-19
    Blx Group Llc
    Los Angeles, CA
Other Businesses

Business 1: OG Holdings LLC; Not investment-related; 2286 E Maple Avenue, El Segundo, CA 90245; real estate; owner; partner; 01/03/2017; 5 hours/month; 0 hours/month; property management; Business 2: OG Holdings II LLC; Not investment-related; 2286 E Maple Avenue, El Segundo, CA 90245; real estate; owner; sole-proprietor; 09/28/2020; 5 hours/month; 0 hours/month; property management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-16
  • S65 Uniform Investment Adviser Law Examination
    2001-04-16
Other Names
  • Jeff Smith

View on SEC IAPD

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