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Brandon Thomas Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-05-04
TX RA APPROVED 2009-05-04
  • OH RA
    APPROVED
    Since 2009-05-04
  • TX RA
    APPROVED
    Since 2009-05-04

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Columbus OH 05/2009 Present
Bank Of America,Na Columbus OH 12/2009 Present
  • 05/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Columbus, OH
  • 12/2009 → Present
    Bank Of America,Na
    Columbus, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-15
  • S66 Uniform Combined State Law Examination
    2003-12-15

View on SEC IAPD

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Other Offices

EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH

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