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Richard Ronald Walls

State Farm Investment Management Corp.

Littleton, CO

CRD 4388458

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-23
OR RA APPROVED 2024-10-22
CO RA APPROVED 2018-08-20
  • AZ RA
    APPROVED
    Since 2025-09-23
  • OR RA
    APPROVED
    Since 2024-10-22
  • CO RA
    APPROVED
    Since 2018-08-20

Branch Locations

10394 W. Chatfield Ave #110, Littleton, CO 80127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard Walls Insurnace Agency Greenwood Village CO 02/2007 10/2019
State Farm Vp Management Corp Greenwood Village CO 02/2007 10/2019
State Farm Investment Management Corp Greenwood Village CO 08/2018 10/2019
State Farm Vp Management Corp Littleton CO 10/2019 Present
Richard Walls Insurnace Agency Littleton CO 10/2019 Present
State Farm Investment Management Corp Littleton CO 10/2019 Present
  • 02/2007 → 10/2019
    Richard Walls Insurnace Agency
    Greenwood Village, CO
  • 02/2007 → 10/2019
    State Farm Vp Management Corp
    Greenwood Village, CO
  • 08/2018 → 10/2019
    Greenwood Village, CO
  • 10/2019 → Present
    State Farm Vp Management Corp
    Littleton, CO
  • 10/2019 → Present
    Richard Walls Insurnace Agency
    Littleton, CO
  • 10/2019 → Present
    Littleton, CO
Other Businesses

1) SPINNAKER REALTY; NON-INVESTMENT; 2943 W Riverwalk Circle #M., Littleton, CO., 80123; REAL ESTATE; OWNER/SOLE PROPRIETOR; 03/2007; 0 HRS MONTHLY; 0 SECURITY HRS; BUYING AND SELLING PERSONAL RESIDENCES. 2) Richard Walls' Insurance Agency; Insurance Agency; Investment-related; 5601 S Broadway Ste 400 Littleton, CO 80121-8040; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2002; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-08-29
  • S63 Uniform Securities Agent State Law Examination
    2001-08-29
Designations
  • Chartered Financial Consultant
Other Names
  • Rich Walls

View on SEC IAPD

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