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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2026-06-09 |
Branch Locations
500 Ala Moana Blvd Ste 501 Seven Waterfront Plaza, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hawaii Electric Light Co. | Hilo | HI | 02/2001 | 12/2025 |
| Lpl Financial | Hilo | HI | 03/2026 | Present |
| None | Hilo | HI | 01/2026 | 03/2026 |
1. 06/2026 - Island Wealth Managment - DBA for LPL Business (entity for LPL business) - Inv Related – 100 Hour(s)/Month – 60 Hour(s) During Trading – Honolulu, HI, 96813 – OBA Start Date: 6/9/2026 2. 06/2026 - Miles and Nicole Nagato - Real Estate Rental - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Honolulu, HI, 96813 – OBA Start Date: 08/01/2021 3. 06/2026 - Hilo High Friends of Viking Golf - Non-Profit Board Member - Not Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Hilo, HI, 96720 – OBA Start Date: 01/01/2017
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2025-11-01 |
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