Kevin George Mann

Employer firm

Compound Planning, Inc. CRD 171787

$4.85B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 02/2018
  Gwfs Equities, Inc.
  Greenwood Village, CO
• 02/2018 → 03/2024
  Personal Capital Advisors Corporation
  Denver, CO
• 04/2023 → 03/2024
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 03/2024 → Present
  Compound Planning
  New York, NY

Previous Registrations

• 2023-04-03 → 2024-03-05
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 2018-03-14 → 2023-04-03
  Personal Capital Advisors Corporation
  Denver, CO
  Denver, CO
• 2006-02-14 → 2010-03-18
  Charles Schwab & Co., Inc.
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
• 2003-11-12 → 2006-02-03
  A. G. Edwards & Sons, Inc.
  Lakewood, CO

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-01-06
• S66 Uniform Combined State Law Examination
  2003-11-11

Designations

• Certified Financial Planner

Other Names

• Kevin George Mann