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Kevin George Mann

Compound Planning, Inc.

New York, NY

Wheat Ridge, CO

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Current Employers
Compound Planning, Inc.

115 Broadway 5Th Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-12-16
CO RA APPROVED 2024-03-01
  • MA RA
    APPROVED
    Since 2024-12-16
  • CO RA
    APPROVED
    Since 2024-03-01

Branch Locations

115 Broadway 5Th Floor, New York, NY 10006 • United States

Wheat Ridge, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Greenwood Village CO 12/2014 02/2018
Personal Capital Advisors Corporation Denver CO 02/2018 03/2024
Empower Advisory Group, Llc Greenwood Village CO 04/2023 03/2024
Compound Planning New York NY 03/2024 Present
  • 12/2014 → 02/2018
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 02/2018 → 03/2024
    Personal Capital Advisors Corporation
    Denver, CO
  • 04/2023 → 03/2024
    Empower Advisory Group, Llc
    Greenwood Village, CO
  • 03/2024 → Present
    Compound Planning
    New York, NY
Previous Registrations
  • 2023-04-03 → 2024-03-05
    Empower Advisory Group, Llc
    Greenwood Village, CO
  • 2018-03-14 → 2023-04-03
    Personal Capital Advisors Corporation
    Denver, CO
    Denver, CO
  • 2006-02-14 → 2010-03-18
    Charles Schwab & Co., Inc.
    Englewood, CO
    Englewood, CO
    Englewood, CO
    Englewood, CO
  • 2003-11-12 → 2006-02-03
    A. G. Edwards & Sons, Inc.
    Lakewood, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-01-06
S66 Uniform Combined State Law Examination 2003-11-11
  • S63 Uniform Securities Agent State Law Examination
    2015-01-06
  • S66 Uniform Combined State Law Examination
    2003-11-11
Designations
Other Names
  • Kevin George Mann

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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