Daniel Richard Michelon

Current Employers

Employment History

• 10/2010 → Present
  Crown Capital Advisors
  Manchester, NH
• 04/2014 → 07/2019
  Capital Financial Services, Inc
  Minot, ND
• 07/2019 → 09/2023
  Sagepoint Financial, Inc.
  Bedford, NH
• 09/2023 → Present
  Osaic Wealth, Inc.
  Bedford, NH

Previous Registrations

• 2019-07-31 → 2023-09-01
  Osaic Services, Inc.
  Bedford, NH
• 2016-10-26 → 2019-07-31
  Capital Financial Services, Inc.
  Minot, ND
  Bedford, NH

Other Businesses

1. CROWN CAPITAL ADVISORS INC, 116 SOUTH RIVER ROAD BUILDING E SUITE LL2 BEDFORD NH 03110. 505 PRESIDENT /OWNER, APPROXIMATELY 160 HOURS PER MONTH, OF WHICH 128 HOURS PER MONTH ARE DURING SECURITIES TRADING HOURS.FIXED INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. 2. CROWN CAPITAL ADVISORS INC POSITION: President NATURE: Crown Capital Advisors is a FMO, insurance product wholesale operation. It is an incorporated entity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/27/2010 ADDRESS: 116 South River Road, Bldg D Suite 1, Bedford NH 03110, United States DESCRIPTION: I help create marketing materials to recruit agents and promote sales. I engage agents primarily by phone/email to illustrate potential sales opportunities. As President and co-owner I am involved in all aspects of the business. 3. DOW HOLDINGS LLC POSITION: co-owner NATURE: Dow Holdings is an LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2019 ADDRESS: 116 South River Rd, Suite D5, Bedford NH 03110, United States DESCRIPTION: I am co-owner, it is the holding company for our real estate holding (office building). 4. INSURANCE SALES POSITION: Sales person NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2020 ADDRESS: 116 South River Road, Building D5, Bedford NH 03110, United States DESCRIPTION: I do occasional sales of Life Insurance and Fixed annuities as part of overall planning is the client has a need. 5. BRAYSHAW FINANCIAL GROUP POSITION: Advisor NATURE: Disclosing the use of "Brayshaw Financial Group" as a DBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/01/2019 ADDRESS: 116 South River Rd, Bldg. D5, Bedford NH 03110, United States DESCRIPTION: Financial Advisor and delegate OSJ/FLS

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-10-17
• S63 Uniform Securities Agent State Law Examination
  2004-05-18