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390 Diablo Rd Suite 100, Danville, CA 94526 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2001 | 06/2018 |
| Northwestern Mutual Investment Services, Llc | New York | NY | 05/2011 | 06/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 06/2018 |
| Mass Mutual Life Insurance Company | La Jolla | CA | 06/2018 | Present |
| Mml Investors Services | La Jolla | CA | 06/2018 | 06/2022 |
| Signature Resources Capital Management, Llc | Irvine | CA | 06/2022 | 03/2026 |
| Encompass More Asset Management Llc | Danville | CA | 03/2026 | Present |
1)NAME:JAZZNET MEDIA, INV REL:N ADDR: AT RESIDENTIAL ADDRESS NATURE:50% CO-OWNER IN JAZZNET MEDIA A PRODUCTION COMPANY CO-OWNED WITH MY HUSBAND.THIS IS A COMPANY THAT WE HAVE FOR INCOME FROM HIS LIVE PERFORMANCES, POSITION:50% OWNER START:6/22/18 NO HR/MO:2 NO HR/MO DUR TRADING:0 2)NAME: HOLLOW TREE, LTC, POSITION: AGENT, NOT INVESTMENT RELATED: NUMBER OF HOURS PER MONTH: 6 HRS, SECURITIES TRADING HOURS: 24 HRS, START DATE: MARCH 2026: DESCRIPTION: INSURANCE SALES AND SERVICE. 3) NAME: #MYFINANCEPOWERUP POWERED BY ELEMENTS MONEY, ADDR: AT RESIDENTIAL ADDRESS, NATURE: 100% OWNER IN MY FINANCE POWER UP, POSTIONS: REFERRAL, START: 08/18/2025, NO HR/MO:10, DUR TRADING: 1, 4) LICENSED INSURANCE AGENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-06 |
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