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Stephen Edward Muecke

Morgan Stanley

New York, NY

CRD 4385357

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-05-16
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-18
  • CT RA
    APPROVED
    Since 2022-05-16
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-18

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New York NY 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    New York, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

1. Coast Guard Foundation; Investment related; Stonington CT; Charity / Private Foundation; Trustee, Investment Committee Chair, Scholarship Committee member (proprietor, partner, officer, director, employee, trustee, agent); Jan 2013; During business hours: 0; After business hours: 3; Raise money for the Coast Guard Foundation 2. *369710 : Band ; Investment related : No ; Connecticut ; Art/Culture ; Drummer(proprietor, partner, officer, director, employee, trustee, agent) ; 1/2018 ; During business hours : 0 ; After business hours : 4 ; Drummer

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-06-11
  • S63 Uniform Securities Agent State Law Examination
    2001-06-11
Designations
  • Certified Financial Planner

View on SEC IAPD

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