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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-22 |
| SC | RA | APPROVED | 2026-04-22 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | New Canaan | CT | 12/2013 | 06/2020 |
| Wells Fargo Clearing Services, Llc | New Canaan | CT | 01/2014 | 06/2020 |
| Truist/Bb&T | Charlotte | NC | 06/2020 | 09/2023 |
| Bb&T Securities Llc | Richmond | VA | 06/2020 | 02/2021 |
| Truist Investment Services, Inc. | Charlotte | NC | 02/2021 | 08/2023 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 08/2023 |
| Alloy Wealth Management | Charlotte | NC | 09/2023 | 01/2024 |
| Alloy Investment Management | Charlotte | NC | 09/2023 | 01/2024 |
| Foundations Investment Advisors, Llc | Charlotte | NC | 09/2023 | 01/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 04/2024 | 01/2025 |
| Dick's Sporting Goods, Inc. | New Canaan | CT | 09/2017 | 11/2017 |
| Bank Of America, N.A. | Charlotte | NC | 04/2024 | 12/2024 |
| Jpmorgan Chase Bank, N.A. | Indian Land | SC | 01/2025 | 04/2026 |
| J.P. Morgan Securities Llc | Indian Land | SC | 01/2025 | 04/2026 |
| Unemployed | Tega Cay | SC | 02/2024 | 03/2024 |
| Tiaa | Charlotte | NC | 04/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-12 |
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