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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-01-06
  • TX RA
    APPROVED
    Since 2003-01-06

Branch Locations

5151 San Felipe St Ste 2100, Houston, TX 77056-3727 • United States

Fulshear, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Houston TX 09/2005 03/2020
Ameriprise Financial Services, Llc Houston TX 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; Condo @ 3101 Davis Lane #5301, Austin TX 78748, ,; Not Investment-Related; 09/25/2013. Other Business Activities; Book writing/publishing; Obtaining copyright and seeking for a publisher.; 5582 Purple Meadow Ln, , Fulshear, TX, 77441; Not Investment-Related; 08/01/2026; 1 to 9 hours per month; 0 during trading hours / Music Band; Learning songs and rehearsing original music in the ROCKTANE band. Playing keyboards; 5582 Purple Meadow Ln, , Fulshear, TX, 77441; Not Investment-Related; 08/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-07
  • S66 Uniform Combined State Law Examination
    2001-05-07

View on SEC IAPD

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