Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-01-05
TX RA APPROVED 2021-01-05
  • CT RA
    APPROVED
    Since 2021-01-05
  • TX RA
    APPROVED
    Since 2021-01-05

Branch Locations

2100 Dixwell Ave, Hamden, CT 06514 • United States

840 Main St, Branford, CT 06405 • United States

2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Branford CT 03/2013 01/2021
Wells Fargo Clearing Services, Llc Greenwich CT 01/2021 Present
Previous Registrations
  • 2013-03-27 → 2021-01-05
    Branford, CT
    Branford, CT
    Guilford, CT
    Deep River, CT
    Rocky Hill, CT
    Durham, CT
    Hartford, CT
    West Hartford, CT
    Westfield, MA
    North Haven, CT
    Niantic, CT
    New Haven, CT
    Madison, CT
    Bridgeport, CT
    Braintree, MA
  • 2008-01-01 → 2013-03-25
    New Haven, CT
    Essex, CT
  • 2002-02-13 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Hamden, CT
    Hamden, CT
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-26
  • S66 Uniform Combined State Law Examination
    2001-07-26

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hamden, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor