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61 Broadway Suite 1910, New York, NY 10006-2761 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-24 |
| FL | RA | APPROVED | 2025-12-24 |
| NJ | RA | APPROVED | 2025-12-24 |
| VA | RA | APPROVED | 2023-03-28 |
| OH | RA | APPROVED | 2023-03-10 |
| CT | RA | APPROVED | 2020-08-27 |
Branch Locations
61 Broadway, New York, NY 10006 • United States
61 Broadway Suite 1910, New York, NY 10006-2761 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Freedom Financial Advisors Llc | Bordentown | NJ | 03/2013 | 05/2019 |
| Argus Research Co | New York | NY | 06/2013 | Present |
| H.D.VEst Investment Services | Bordentown | NJ | 03/2014 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-01 |
| S66 | Uniform Combined State Law Examination | 2013-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-22 |
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