David Bradley Nifong

Current Employers

Employment History

• 05/2015 → 05/2024
  Independent Advisor Alliance, Llc
  Concord, NC
• 05/2015 → 05/2024
  Lpl Financial Llc
  Concord, NC
• 05/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-05-13 → 2024-05-29
  Independent Advisor Alliance, Llc
  Concord, NC
  Concord, NC
• 2007-11-30 → 2015-05-22
  Wells Fargo Clearing Services, Llc
  Kannapolis, NC
  Kannapolis, NC
  Charlotte, NC
  Charlotte, NC
  Concord, NC
  Kannapolis, NC
  Charlotte, NC
  Huntersville, NC
  Kannapolis, NC
• 2003-03-03 → 2007-12-07
  Uvest Financial Services Group, Inc.
  Charlotte, NC
  Charlotte, NC
  Concord, NC
• 2001-12-31 → 2003-03-14
  Equitable Advisors, Llc
  Charlotte, NC

Other Businesses

1) DBN HOLDINGS LLC, 3630 POLAR TENT RD SUITE C CONCORD NC, 01/2022, OWNER, REAL ESTATE, NIR, 5 HR/MO 1 HR/MO TRADING 2) DBN CAPITALL LLC, 3630 POLAR TENT RD SUITE C CONCORD NC, 05/2015, OWNER, PASS-THROUGH ENTITY, NIR, 10 HR/MO 1 HR/MO TRADING 3) DAJ HOLDINGS LLC, CHARLOTTE NC, 02/2022, OWNER, REAL ESTATE, NIR, 5 HR/MO 1 HR/MO TRADING 4) DDN HOLDINGS LLC, CHARLOTTE NC, 01/2022, OWNER, REAL ESTATE, NIR, 5 HR/MO 1 HR/MO TRADING 5) ARC COMMITTEE PRESIDENT, BRYSON CITY NC, PRESIDENT, ARCHETECTURE COMMITTEE, NIR, 5 HR/MO 1 HR/MO TRADING 6) FOCUS WEALTH PLANNING, 3630 POLAR TENT RD SUITE C CONCORD NC, 07/2022, OWNER, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING 7) DBN CAPITAL LLC, 3630 POLAR TENT RD SUITE C CONCORD NC, 05/2015, OWNER, PASS-THROUGH ENTITY, NIR, 10 HR/MO 1 HR/MO TRADING 8) FOCUS WEALTH PLANNING, 3630 POLAR TENT RD SUITE C CONCORD NC, 04/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 4 HR/MO 4 HR/MO TRADING 9) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2001-05-01