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David Michael Sharpe

Mml Investors Services, LLC

Fairfield, NJ

Flanders, NJ

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

30 Two Bridges Road Suite 320, Fairfield, NJ 07004 • United States

Flanders, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citistreet Woodbridge NY 03/2004 Present
Mml Investors Services, Llc Fairfield NJ 03/2017 Present
Previous Registrations
  • 2005-12-06 → 2017-03-25
    Msi Financial Services, Inc.
    Wall Township, NJ
    Cranford, NJ
    Randolph, NJ
    Wall Township, NJ
    Springfield, MA
    Springfield, MA
    Cranford, NJ
    Fairfield, NJ
  • 2004-03-19 → 2005-12-31
    Metlife Investment Fund Services Llc
    Woodbridge, NJ
  • 2002-07-23 → 2002-11-15
    Ws Griffith Securities, Inc.
    East Hanover, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-29
  • S66 Uniform Combined State Law Examination
    2001-06-29

View on SEC IAPD

Other Firms

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CETERA INVESTMENT ADVISERS LLC
INTEGRITY ALLIANCE, LLC.
LPL ENTERPRISE, LLC
KEY CLIENT FIDUCIARY ADVISORS, LLC
NATIONS FINANCIAL GROUP, INC.
ALLSTATE FINANCIAL ADVISORS, LLC
PODELL FINANCIAL GROUP LLC

Other Investors

FRANK WILHELM KAPITZA
RICHARD BLANEY
STEPHEN PAUL GUNBY
DIANA M LONGO
SASA PALAVESTRA
HENRY ANTHONY DIIORIO
JOEL DAVID ORRIS
Christian Raymond Garces

Other Offices

BROOKSTONE WEALTH ADVISORS, LLC · Fairfield, NJ
CETERA INVESTMENT ADVISERS LLC · FAIRFIELD, NJ
INTEGRITY ALLIANCE, LLC. · Fairfield, NJ
LPL ENTERPRISE, LLC · FAIRFIELD, NJ
KEY CLIENT FIDUCIARY ADVISORS, LLC · FAIRFIELD, NJ
KEY CLIENT FIDUCIARY ADVISORS, LLC · FAIRFIELD, NJ
NATIONS FINANCIAL GROUP, INC. · Fairfield, NJ
ALLSTATE FINANCIAL ADVISORS, LLC · Fairfield, NJ

More in Fairfield, NJ

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