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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-01-20 |
| NY | RA | APPROVED | 2021-10-26 |
| FL | RA | APPROVED | 2011-04-29 |
| TX | RA | APPROVED | 2004-10-19 |
Branch Locations
299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States
Miami Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 07/1999 | Present |
1) Name of Business: Liquid Lifetime Collection LLC./ Address: 6899 Collins Avenue, N1502 Miami Beach FLUnited States 33141./ Investment related: Yes./ Nature: Personal holding company for asset protection./ Role: Authorized Member./ Duty: Authorized to manage and control the entity./ Start Date: 10/3/2023./ Time required: N/A.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-12 |
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