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Richard Henry Bregman

Mjb Asset Management LLC

New York, NY

CRD 4379488

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Employer firm

Mjb Asset Management LLC CRD 109940

$141M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • INVESTMENT CONSULTATION SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Mjb Asset Management Llc

1330 Avenue Of The Americas Suite 23A, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-12-13
  • NY RA
    APPROVED
    Since 2021-12-13

Branch Locations

1330 Avenue Of The Americas Suite 23A, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mjb Asset Management Llc New York NY 03/1997 Present
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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