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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-23
CO RA APPROVED 2016-09-02
  • TX RA
    APPROVED_RES
    Since 2016-09-23
  • CO RA
    APPROVED
    Since 2016-09-02

Branch Locations

7979 E Tufts Ave Ste 715, Denver, CO 80237 • United States

Aurora, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Denver CO 08/2016 03/2020
Ameriprise Financial Services, Llc Denver CO 03/2020 Present
Previous Registrations
  • 2005-05-02 → 2016-09-12
    Msi Financial Services, Inc.
    Greenwood Village, CO
    Englewood, CO
Other Businesses

Real Estate Ownership; Single Family; 19796 E linvale draurora, co 80013, ,; Investment-Related; 08/08/2005 / Single Family; 1576 e Helena ciraurora co 80017, ,; Investment-Related; 08/05/2016. Business Ownership; W Seth Hamilton Agency LLC; Owner; Property and Causualty; 1341 S Lima st, , aurora, CO, 80012; Not Investment-Related; 07/01/2001; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; W Seth Hamilton Agency LLC; Principle -; Property and Casualty; 1341 s Lima StAurora Co 80012, ,; Not Investment-Related; 07/01/2001; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Lds Church; lds Church volunteer in leadership capacity; 3101 South Flanders St, , aurora, CO, 80013; Not Investment-Related; 02/21/2017; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-21
S63 Uniform Securities Agent State Law Examination 2003-09-12
  • S65 Uniform Investment Adviser Law Examination
    2004-04-21
  • S63 Uniform Securities Agent State Law Examination
    2003-09-12
Other Names
  • Wendell S Hamilton
  • Wendell Seth Hamilton
  • Seth Hamilton
  • W Seth Hamilton

View on SEC IAPD

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