Alvin L Francis

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-11-05
GA	RA	APPROVED	2011-02-09

TX RA
APPROVED_RES

Since 2019-11-05
GA RA
APPROVED

Since 2011-02-09

Branch Locations

3030 Windy Hill Road, Marietta, GA 30067 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Atlanta	GA	04/2010	Present

04/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Other Businesses

I*1916339, Entity Type, Name of OBA: Rental Property 1, Address: Palm Bay, FL, 32907, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 08/01/2024, No Hours: 0, No Hours during trading: 0, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-01-25
S63	Uniform Securities Agent State Law Examination	2001-07-10

S66 Uniform Combined State Law Examination

2011-01-25
S63 Uniform Securities Agent State Law Examination

2001-07-10

Other Names

Alvin Leo Francis

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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