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Jayne P Ly

Principal Securities, Inc.

Des Moines, IA

Silver Spring, MD

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-04-21
  • MD RA
    APPROVED
    Since 2025-04-21

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Silver Spring, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grove Point Investments, Llc Rockville MD 06/2015 02/2022
Bankers Life Securities, Inc Chicago IL 07/2023 12/2024
Unemployed Silver Springs MD 02/2022 07/2023
Bankers Life Advisory Services, Inc Chicago IL 07/2023 12/2024
Principal Securities, Inc. Des Moines IA 12/2024 Present
Principal Life Insurance Company Des Moines IA 12/2024 Present
  • 06/2015 → 02/2022
    Grove Point Investments, Llc
    Rockville, MD
  • 07/2023 → 12/2024
    Bankers Life Securities, Inc
    Chicago, IL
  • 02/2022 → 07/2023
    Unemployed
    Silver Springs, MD
  • 07/2023 → 12/2024
    Bankers Life Advisory Services, Inc
    Chicago, IL
  • 12/2024 → Present
    Principal Securities, Inc.
    Des Moines, IA
  • 12/2024 → Present
    Principal Life Insurance Company
    Des Moines, IA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-21
  • S66 Uniform Combined State Law Examination
    2025-04-21

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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